There has been a heightened regulatory focus in the Asia financial sector where regulators have shifted from a consultative supervisory approach to a more enforcement orientated one. There is zero tolerance for any form of misconduct where the announcement of large fines and penalties appear to be a weekly event.
The top 10 issues raised in this paper provide valuable insights for organisations and compliance professionals. Understand the most important risks facing your organisation, how can these risks be mitigated and what will make your organisation more resilient and effective whilst delivering better improved services to customers.
To learn more about these challenges, download your copy of this year’s 10 Things Compliance officers must do in the Asia-Pacific region in 2022, written by Niall Colburn, APAC Regulatory Intelligence Expert.