Articles and reports
5 Key Risks for Firms 2021
Download your copy of this expert talk authored by Susannah Hammond, Senior Regulatory Intelligence Expert where she discusses the five key risks that financial services firms are likely to encounter in 2021, such as growing cyber-crime, regulatory changes and outsourcing.
Cost of Compliance Report 2020 and Covid-19 Update
For 11 years our Thomson Reuters Regulatory Intelligence Cost of Compliance Report has given an unparalleled insight into the challenges facing risk and compliance officers in financial services firms around the world. Download the 2020 report to learn more.
Singapore’s Individual Accountability Model will Improve Conduct: Live Poll
A Thomson Reuters live poll of more than 250 regulatory practitioners in the financial services sector found that 88% believe the Monetary Authority of Singapore’s (MAS) new Individual Accountability and Conduct (IAC) Guidelines will be effective.
A Global IT Co Manages Risk by Imparting E-compliance Training for 60,000 Employees Across 20 Countries
A Japanese technology company was in need of a new compliance training vendor. They required a robust, versatile, and multilingual training solution. As a manager of compliance explained, “The main difficulty we faced was providing training that covered common themes across the globe in 20 languages to the more than 60,000 employees outside of Japan, while accounting for differences in each country’s laws.”
Podcast: Compliance Clarified
Report on Fintech, Regtech and the Role of Compliance
Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss the findings of the 5th annual fintech, regtech and the role of compliance report and consider what financial services compliance officers can and should do about technological solutions.