Additional Resources

Articles & Reports

Cost of Compliance Report 2020 and Covid-19 Update

For 11 years our Thomson Reuters Regulatory Intelligence Cost of Compliance Report has given an unparalleled insight into the challenges facing risk and compliance officers in financial services firms around the world. Download the 2020 report to learn more.

FinCEN Leaks Highlight Need for “Radical” Approach to Tackling Financial Crime

A live survey of hundreds of anti-money laundering (AML) industry practitioners found that 88% were in support of financial intelligence units (FIUs) taking a new and more daring approach.

Singapore’s Individual Accountability Model will Improve Conduct: Live Poll

A Thomson Reuters live poll of more than 250 regulatory practitioners in the financial services sector found that 88% believe the Monetary Authority of Singapore’s (MAS) new Individual Accountability and Conduct (IAC) Guidelines will be effective.

Case Studies

A Global IT Co Manages Risk by Imparting E-compliance Training for 60,000 Employees Across 20 Countries

A Japanese technology company was in need of a new compliance training vendor. They required a robust, versatile, and multilingual training solution. As a manager of compliance explained, “The main difficulty we faced was providing training that covered common themes across the globe in 20 languages to the more than 60,000 employees outside of Japan, while accounting for differences in each country’s laws.”

Learn why CPA Australia moved to Risk & Compliance eLearning

Clare Bannon, Senior Manager – Professional Standards at CPA Australia explains how this global accounting body partnered with Thomson Reuters to deliver online risk and compliance training for their members.

Podcast - Compliance Clarified, by Thomson Reuters Regulatory Intelligence

Featuring our in-house experts and thought leaders from across the financial services industry, we delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. All in all, clarifying compliance.

Report on Fintech, Regtech and the Role of Compliance

Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss the findings of the 5th annual fintech, regtech and the role of compliance report and consider what financial services compliance officers can and should do about technological solutions.

Cost of Compliance COVID-19 update report

Susannah Hammond and Mike Cowan discuss the findings of the COVID-19 update to the Cost of Compliance report and consider the practical impact of the pandemic on financial services compliance officers.